NOVAVAX INC

Ticker: NVAX CUSIP: 670002401 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VANGUARD GROUP INC15,470,365$103,961
SHAH CAPITAL MANAGEMENT14,558,780$97,835
BlackRock, Inc.12,901,549$86,698
STATE STREET CORP9,523,646$63,999
BANK OF AMERICA CORP /DE/8,290,665$55,713
Sanofi6,880,481$46,237
D. E. Shaw & Co., Inc.5,992,798$40,272
UBS Group AG4,894,284$32,890
MILLENNIUM MANAGEMENT LLC4,470,083$30,039
GEODE CAPITAL MANAGEMENT, LLC3,721,323$25,012
MORGAN STANLEY3,717,984$24,985
Allianz Asset Management GmbH2,324,142$15,618
NORTHERN TRUST CORP1,453,976$9,771
TSP Capital Management Group, LLC1,389,065$9,335
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,335,053$8,972
BARCLAYS PLC1,102,300$7,407
GOLDMAN SACHS GROUP INC1,090,559$7,329
CITADEL ADVISORS LLC1,073,727$7,215
Monaco Asset Management SAM1,045,000$7,022
SG Americas Securities, LLC976,388$7
MARSHALL WACE, LLP929,611$6,247
HRT FINANCIAL LP834,223$6
Bank of New York Mellon Corp796,319$5,351
TWO SIGMA INVESTMENTS, LP623,812$4,192
JANE STREET GROUP, LLC517,643$3,479
BNP PARIBAS ARBITRAGE, SA512,929$3,447
GROUP ONE TRADING, L.P.474,577$3,189
Jump Financial, LLC467,102$3,139
SUSQUEHANNA INTERNATIONAL GROUP, LLP431,619$2,900
FMR LLC424,941$2,856
CANADA PENSION PLAN INVESTMENT BOARD393,700$2,646
BALYASNY ASSET MANAGEMENT L.P.384,991$2,587
Rafferty Asset Management, LLC329,486$2,214
Nuveen, LLC328,762$2,209
FIRST TRUST ADVISORS LP297,319$1,998
Swiss National Bank272,100$1,829
Brevan Howard Capital Management LP271,099$1,822
Invesco Ltd.259,380$1,743
UBS ASSET MANAGEMENT AMERICAS INC248,989$1,673
MASSACHUSETTS FINANCIAL SERVICES CO /MA/199,106$1,338
FARALLON CAPITAL MANAGEMENT LLC195,000$1,310
RHUMBLINE ADVISERS189,755$1,275
Eversept Partners, LP181,220$1,218
Walleye Trading LLC172,680$1,160
WELLS FARGO & COMPANY/MN166,549$1,119
ALLIANCEBERNSTEIN L.P.163,213$1,097
JACOBS LEVY EQUITY MANAGEMENT, INC159,013$1,069
PRICE T ROWE ASSOCIATES INC /MD/157,944$1
Legal & General Group Plc152,225$1,023
AQR CAPITAL MANAGEMENT LLC146,733$986
JUPITER ASSET MANAGEMENT LTD146,120$982
Caption Management, LLC139,050$934
ALPS ADVISORS INC133,432$897
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM133,404$896
NewEdge Wealth, LLC130,239$875
PROFUND ADVISORS LLC121,693$818
DEUTSCHE BANK AG\119,924$806
Voleon Capital Management LP118,752$798
Zurcher Kantonalbank (Zurich Cantonalbank)113,623$764
Schonfeld Strategic Advisors LLC110,035$739
Atom Investors LP108,168$727
INTECH INVESTMENT MANAGEMENT LLC107,302$721
STRS OHIO106,000$712
Virtus Investment Advisers, LLC104,019$699
Headlands Technologies LLC100,283$674
Vontobel Holding Ltd.99,953$672
Aquatic Capital Management LLC98,349$661
Freestone Grove Partners LP97,000$652
MARTINGALE ASSET MANAGEMENT L P94,757$637
Walleye Capital LLC89,559$602
Mitsubishi UFJ Trust & Banking Corp89,182$599
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.88,734$596
RAYMOND JAMES FINANCIAL INC84,070$565
MetLife Investment Management, LLC80,540$541
IMC-Chicago, LLC78,083$525
Thrivent Financial for Lutherans76,587$1
JPMORGAN CHASE & CO72,205$485
CITIGROUP INC69,925$470
MANUFACTURERS LIFE INSURANCE COMPANY, THE69,821$469
Skaana Management L.P.68,300$459
Creative Planning62,729$422
JANUS HENDERSON GROUP PLC60,815$409
STATE OF WISCONSIN INVESTMENT BOARD60,406$406
HSBC HOLDINGS PLC58,781$394
ProShare Advisors LLC51,710$347
COMMONWEALTH EQUITY SERVICES, LLC50,098$337
LPL Financial LLC49,172$330
Private Advisor Group, LLC46,669$314
OSAIC HOLDINGS, INC.45,801$308
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt43,716$294
Man Group plc43,121$290
NEW YORK STATE COMMON RETIREMENT FUND42,355$285
Police & Firemen's Retirement System of New Jersey41,446$279
Graham Capital Management, L.P.40,620$273
Ashton Thomas Private Wealth, LLC40,571$273
VARCOV Co.39,064$263
Russell Investments Group, Ltd.38,713$260
Arizona State Retirement System38,546$259
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.36,620$261
OPPENHEIMER & CO INC35,811$241
134 other institutions945,005$6,088
Total (234 institutions)117,815,086$777,745