CUSIP: 67059NAH1 Class: NOTE 0.250%10/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| STEELHEAD PARTNERS LLC | 65,000,000 | $73,184 |
| Alken Asset Management Ltd | 1,600 | $2 |
| Lombard Odier Asset Management (Europe) Ltd | 5,400,000 | $6,076 |
| DeepCurrents Investment Group LLC | 3,500,000 | $3,938 |
| RWC Asset Management LLP | 1,130,000 | $1,271 |
| OAKTREE CAPITAL MANAGEMENT LP | 2,000,000 | $2,251 |
| Polar Capital Holdings Plc | 5,000,000 | $5,626 |
| GROUPAMA ASSET MANAGMENT | 700,000 | $790 |
| Man Group plc | 2,777,000 | $3,127 |
| AMERIPRISE FINANCIAL INC | 8,903,000 | $9,998 |
| TORONTO DOMINION BANK | 1,624,000 | $1,818 |
| NEW YORK STATE COMMON RETIREMENT FUND | 1,330,000 | $1,494 |
| DEUTSCHE BANK AG\ | 1,038,000 | $1,166 |
| AQR Arbitrage LLC | 80,000 | $90 |
| INSIGNEO ADVISORY SERVICES, LLC | 15,000 | $17 |
| MML INVESTORS SERVICES, LLC | 16,000 | $18 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 10,000 | $11 |
| CoreCap Advisors, LLC | 4,000 | $5 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ZAZOVE ASSOCIATES LLC | 1,125,000 | 30,975,000 | +29,850,000 (+2653.3%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 267,000 | 40,522,000 | +40,255,000 (+15076.8%) |
| M&G PLC | 11,275,000 | 25,512,000 | +14,237,000 (+126.3%) |
| Amundi | 60,000 | 5,800,000 | +5,740,000 (+9566.7%) |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 10,000,000 | 17,500,000 | +7,500,000 (+75.0%) |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt | 1,290,000 | 5,290,000 | +4,000,000 (+310.1%) |
| D. E. Shaw & Co., Inc. | 71,162,000 | 74,162,000 | +3,000,000 (+4.2%) |
| Union Bancaire Privee, UBP SA | 4,085,000 | 4,360,000 | +275,000 (+6.7%) |
| BlackRock, Inc. | 4,750,000 | 6,350,000 | +1,600,000 (+33.7%) |
| STATE STREET CORP | 9,689,000 | 10,439,000 | +750,000 (+7.7%) |
| LOOMIS SAYLES & CO L P | 3,291 | 4,676 | +1,385 (+42.1%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| MACKAY SHIELDS LLC | 40,670,000 | 4,534,000 | -36,136,000 (-88.9%) |
| SILVERBACK ASSET MANAGEMENT LLC | 15,000,000 | 12,500,000 | -2,500,000 (-16.7%) |
| Alberta Investment Management Corp | 33,500,000 | 20,000,000 | -13,500,000 (-40.3%) |
| LMR Partners LLP | 27,500,000 | 22,892,000 | -4,608,000 (-16.8%) |
| BNP PARIBAS ARBITRAGE, SA | 40,700,000 | 16,600,000 | -24,100,000 (-59.2%) |
| CITADEL ADVISORS LLC | 20,825,000 | 5,428,000 | -15,397,000 (-73.9%) |
| BANK OF AMERICA CORP /DE/ | 15,096,000 | 9,000 | -15,087,000 (-99.9%) |
| JPMORGAN CHASE & CO | 6,356,000 | 356,000 | -6,000,000 (-94.4%) |
| BARCLAYS PLC | 8,848,000 | 5,193,000 | -3,655,000 (-41.3%) |
| Invesco Ltd. | 5,125,000 | 3,500,000 | -1,625,000 (-31.7%) |
| LAZARD ASSET MANAGEMENT LLC | 57,811,000 | 25,850,000 | -31,961,000 (-55.3%) |
| WELLS FARGO & COMPANY/MN | 1,299,000 | 1,274,000 | -25,000 (-1.9%) |
| Balboa Wealth Partners | 25,000 | 24,000 | -1,000 (-4.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 9,253,000 | $13,005 |
| Sculptor Capital LP | 13,500,000 | $18,707 |
| Opti Capital Management, LP | 2,500,000 | $3,445 |
| Virtus ETF Advisers LLC | 77,000 | $106 |
| TWO SIGMA INVESTMENTS, LP | 12,520,000 | $17,228 |
| LORD, ABBETT & CO. LLC | 4,630,000 | $6 |
| FIFTH THIRD BANCORP | 9,000 | $1,238 |
| GAMCO INVESTORS, INC. ET AL | 250,000 | $346 |
| WELLINGTON MANAGEMENT GROUP LLP | 1,590,000 | $2,202 |
| MORGAN STANLEY | 574,000 | $790 |
| SEI INVESTMENTS CO | 288,000 | $396 |
| Jefferies Financial Group Inc. | 57,000 | $78 |
| &PARTNERS | 10,000 | $14 |