CUSIP: 67061W104 Class: ETF FI
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| MAI Capital Management | 134 | $2 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| DIVERSIFY WEALTH MANAGEMENT, LLC | 14,240 | 20,536 | +6,296 (+44.2%) |
| LPL Financial LLC | 52,797 | 120,906 | +68,109 (+129.0%) |
| WELLS FARGO & COMPANY/MN | 133,795 | 169,885 | +36,090 (+27.0%) |
| KINGSWOOD WEALTH ADVISORS, LLC | 15,000 | 19,000 | +4,000 (+26.7%) |
| MORGAN STANLEY | 205,302 | 216,696 | +11,394 (+5.5%) |
| CoreCap Advisors, LLC | 2,000 | 4,500 | +2,500 (+125.0%) |
| STIFEL FINANCIAL CORP | 36,889 | 39,721 | +2,832 (+7.7%) |
| ROYAL BANK OF CANADA | 16,656 | 18,712 | +2,056 (+12.3%) |
| BANK OF AMERICA CORP /DE/ | 37,538 | 39,279 | +1,741 (+4.6%) |
| Cetera Investment Advisers | 98,249 | 99,758 | +1,509 (+1.5%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| AMERIFLEX GROUP, INC. | 8,620 | 4,310 | -4,310 (-50.0%) |
| RAYMOND JAMES FINANCIAL INC | 50,768 | 39,023 | -11,745 (-23.1%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 24,165 | 16,808 | -7,357 (-30.4%) |
| UBS Group AG | 2,278 | 1,349 | -929 (-40.8%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Key Financial Inc | 5,090 | $61 |
| Alesco Advisors LLC | 11,940 | $141 |
| Tortoise Investment Management, LLC | 230 | $3 |
| WOLVERINE ASSET MANAGEMENT LLC | 144 | $2 |
| FNY Investment Advisers, LLC | 100 | $0 |