CUSIP: 670651108 Class: CEF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Pasadena Private Wealth, LLC | 10,000 | $124 |
| JANE STREET GROUP, LLC | 21,931 | $273 |
| HOLLENCREST CAPITAL MANAGEMENT | 3,897 | $48 |
| Kestra Advisory Services, LLC | 7,927 | $99 |
| SageView Advisory Group, LLC | 492 | $6 |
| Cambridge Investment Research Advisors, Inc. | 11,566 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Advisors Asset Management, Inc. | 517,180 | 964,891 | +447,711 (+86.6%) |
| Hennion & Walsh Asset Management, Inc. | 287,608 | 316,709 | +29,101 (+10.1%) |
| GUGGENHEIM CAPITAL LLC | 997,649 | 1,107,420 | +109,771 (+11.0%) |
| Apriem Advisors | 37,436 | 41,436 | +4,000 (+10.7%) |
| WELLS FARGO & COMPANY/MN | 508,095 | 568,912 | +60,817 (+12.0%) |
| MORGAN STANLEY | 2,863,725 | 2,916,009 | +52,284 (+1.8%) |
| AMERIPRISE FINANCIAL INC | 46,735 | 70,183 | +23,448 (+50.2%) |
| Creative Planning | 22,054 | 30,825 | +8,771 (+39.8%) |
| RAYMOND JAMES FINANCIAL INC | 85,239 | 93,382 | +8,143 (+9.6%) |
| LPL Financial LLC | 258,398 | 266,090 | +7,692 (+3.0%) |
| COMERICA BANK | 16,779 | 22,207 | +5,428 (+32.3%) |
| D.A. DAVIDSON & CO. | 18,086 | 22,791 | +4,705 (+26.0%) |
| ENVESTNET ASSET MANAGEMENT INC | 13,779 | 19,207 | +5,428 (+39.4%) |
| Farther Finance Advisors, LLC | 10,623 | 13,823 | +3,200 (+30.1%) |
| ROYAL BANK OF CANADA | 45,384 | 49,005 | +3,621 (+8.0%) |
| Cetera Investment Advisers | 24,790 | 25,246 | +456 (+1.8%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| MKT Advisors LLC | 71,643 | 30,934 | -40,709 (-56.8%) |
| Blue Zone Wealth Advisors, LLC | 58,227 | 47,621 | -10,606 (-18.2%) |
| Cerity Partners LLC | 27,378 | 22,046 | -5,332 (-19.5%) |
| Mariner, LLC | 156,303 | 153,125 | -3,178 (-2.0%) |
| OSAIC HOLDINGS, INC. | 19,231 | 16,332 | -2,899 (-15.1%) |
| WEDBUSH SECURITIES INC | 66,074 | 60,797 | -5,277 (-8.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Fiera Capital Corp | 246,772 | $3,127 |
| Integrated Wealth Concepts LLC | 34,770 | $441 |
| MERCER GLOBAL ADVISORS INC /ADV | 27,511 | $349 |
| BANK OF MONTREAL /CAN/ | 19,513 | $247 |
| CITADEL ADVISORS LLC | 12,003 | $152 |
| FNY Investment Advisers, LLC | 900 | $0 |