NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

Squarepoint Ops LLC's Holding History (CIK: 0001642575)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 20,500 Value ($000) $133 Avg Close — Range —
Q4 2015
Shares 55,200 Value ($000) $319 Avg Close — Range —