NUVEEN S&P 500 DYNAMIC OVERW

CUSIP: 6706EW100 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
WELLS FARGO & COMPANY/MN700,770$12,642
UBS Group AG389,300$7,023
LPL Financial LLC356,669$6,434
Invesco Ltd.348,156$6,281
RAYMOND JAMES FINANCIAL INC347,146$6,263
MORGAN STANLEY230,724$4,162
GUGGENHEIM CAPITAL LLC185,128$3,340
OSAIC HOLDINGS, INC.150,499$2,715
Cambridge Investment Research Advisors, Inc.112,979$2
BANK OF AMERICA CORP /DE/74,630$1,346
ROYAL BANK OF CANADA74,224$1,339
FORTEM FINANCIAL GROUP, LLC71,181$1,284
Advisors Asset Management, Inc.55,218$996
DAVENPORT & Co LLC53,386$963
Shulman DeMeo Asset Management LLC46,128$832
Tyche Wealth Partners LLC45,004$812
PMG Family Office LLC44,877$810
AMERIPRISE FINANCIAL INC40,352$728
Allspring Global Investments Holdings, LLC37,967$685
Western Wealth Management, LLC34,213$617
Private Advisor Group, LLC31,356$566
IFP Advisors, Inc28,940$522
TWO SIGMA INVESTMENTS, LP27,716$500
Cetera Investment Advisers27,427$495
High Point Wealth Management, LLC25,052$452
COMMONWEALTH EQUITY SERVICES, LLC24,490$442
Allworth Financial LP19,290$348
TRUIST FINANCIAL CORP18,459$333
Diversify Advisory Services, LLC15,219$274
Hennion & Walsh Asset Management, Inc.14,690$265
1607 Capital Partners, LLC14,331$259
KINGSWOOD WEALTH ADVISORS, LLC13,625$246
BANK OF MONTREAL /CAN/13,496$243
Aviance Capital Partners, LLC12,774$230
Logan Stone Capital, LLC10,924$197
Janney Montgomery Scott LLC10,733$0
Aptus Capital Advisors, LLC10,585$191
WEDBUSH SECURITIES INC10,363$0
DECISION INVESTMENTS, INC10,270$185
Moors & Cabot, Inc.10,131$183
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5,753$104
Kestra Advisory Services, LLC3,890$70
NewEdge Advisors, LLC2,643$48
CIBC Private Wealth Group, LLC2,500$45
North Star Investment Management Corp.2,000$36
Steward Partners Investment Advisory, LLC1,725$31
Farther Finance Advisors, LLC1,568$28
PNC Financial Services Group, Inc.1,000$18
COMERICA BANK1,000$18
FLAGSHIP HARBOR ADVISORS, LLC971$18
WOLVERINE ASSET MANAGEMENT LLC778$14
SageView Advisory Group, LLC663$12
Sound Income Strategies, LLC581$10
Smallwood Wealth Investment Management, LLC542$10
SRS Capital Advisors, Inc.500$9
ST GERMAIN D J CO INC375$7
JPMORGAN CHASE & CO268$5
Kentucky Trust Co240$4
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC200$4
Geneos Wealth Management Inc.172$3
Total (60 institutions)3,775,791$65,699