NUVEEN S&P 500 DYNAMIC OVERW

CUSIP: 6706EW100 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025
Shares 800 Value ($000) $14 Avg Close — Range —
Q4 2022
Shares 1,100 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 1,100 Value ($000) $16 Avg Close — Range —
Q2 2022
Shares 1,100 Value ($000) $17 Avg Close — Range —
Q1 2022
Shares 1,100 Value ($000) $19 Avg Close — Range —
Q4 2021
Shares 1,100 Value ($000) $20 Avg Close — Range —
Q3 2021
Shares 1,100 Value ($000) $18 Avg Close — Range —
Q2 2021
Shares 1,100 Value ($000) $19 Avg Close — Range —
Q1 2021
Shares 1,100 Value ($000) $18 Avg Close — Range —
Q4 2020
Shares 1,100 Value ($000) $16 Avg Close — Range —
Q3 2020
Shares 1,100 Value ($000) $14 Avg Close — Range —
Q2 2020
Shares 1,100 Value ($000) $14 Avg Close — Range —
Q1 2020
Shares 1,100 Value ($000) $13 Avg Close — Range —