NUVEEN FLOATING RATE INCOME

CUSIP: 67072T108 Class: CEF

Pekin Hardy Strauss, Inc.'s Holding History (CIK: 0001020317)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 10,450 Value ($000) $112 Avg Close — Range —
Q1 2015
Shares 10,450 Value ($000) $118 Avg Close — Range —
Q4 2014
Shares 11,450 Value ($000) $126 Avg Close — Range —
Q3 2014
Shares 16,450 Value ($000) $186 Avg Close — Range —
Q2 2014
Shares 16,450 Value ($000) $199 Avg Close — Range —
Q1 2014
Shares 16,450 Value ($000) $197 Avg Close — Range —
Q4 2013
Shares 20,300 Value ($000) $242 Avg Close — Range —
Q3 2013
Shares 20,300 Value ($000) $243 Avg Close — Range —
Q2 2013
Shares 20,750 Value ($000) $261 Avg Close — Range —
Q1 2013
Shares 17,750 Value ($000) $234 Avg Close — Range —