NUVEEN FLOATING RATE INCOME

CUSIP: 67072T108 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY6,459,306$50,576
SIT INVESTMENT ASSOCIATES INC4,577,665$36
Invesco Ltd.2,924,669$22,900
LPL Financial LLC2,903,381$22,733
RIVERNORTH CAPITAL MANAGEMENT, LLC2,772,908$21,712
Penserra Capital Management LLC2,524,701$20
GUGGENHEIM CAPITAL LLC2,194,941$17,186
Congress Park Capital LLC2,184,758$17,107
BANK OF AMERICA CORP /DE/2,059,805$16,128
ICON ADVISERS INC/CO1,697,471$13,291
WELLS FARGO & COMPANY/MN1,616,253$12,655
Cyndeo Wealth Partners, LLC1,530,270$11,982
Advisors Asset Management, Inc.1,406,791$11,015
RAYMOND JAMES FINANCIAL INC1,382,994$10,829
Logan Stone Capital, LLC1,282,748$10,044
ROYAL BANK OF CANADA1,100,141$8,613
BALYASNY ASSET MANAGEMENT L.P.1,003,705$7,859
Thomas J. Herzfeld Advisors, Inc.876,956$6,867
COHEN & STEERS, INC.853,263$7
UBS Group AG822,484$6,440
Kanen Wealth Management LLC767,434$6
AMERIPRISE FINANCIAL INC767,291$6,008
Rockefeller Capital Management L.P.760,513$5,955
ENVESTNET ASSET MANAGEMENT INC736,691$5,768
Ethos Financial Group, LLC646,392$5,061
MARINER INVESTMENT GROUP LLC633,488$4,960
JANE STREET GROUP, LLC546,411$4,278
1607 Capital Partners, LLC490,669$3,842
Coastal Bridge Advisors, LLC453,828$3,553
Cetera Investment Advisers390,781$3,060
J.W. COLE ADVISORS, INC.372,650$2,918
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD364,140$2,851
GraniteShares Advisors LLC345,204$2,703
COMMONWEALTH EQUITY SERVICES, LLC321,751$2,519
Baird Financial Group, Inc.306,123$2,397
ABSOLUTE INVESTMENT ADVISERS, LLC289,182$2,272
WOLVERINE ASSET MANAGEMENT LLC287,145$2,248
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC283,097$2,217
Pathstone Holdings, LLC279,508$2,189
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC252,524$1,977
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.251,194$1,967
Capital Investment Advisors, LLC235,922$1,847
OSAIC HOLDINGS, INC.216,894$1,698
Marex Group plc209,907$1,644
NewEdge Advisors, LLC194,749$1,525
Cambridge Investment Research Advisors, Inc.190,349$1
Aviance Capital Partners, LLC184,842$1,447
CHOREO, LLC156,340$1,233
RFG Advisory, LLC146,934$1,150
READYSTATE ASSET MANAGEMENT LP128,919$1,009
XTX Topco Ltd126,761$993
HARBOUR INVESTMENTS, INC.123,969$971
Thrivent Financial for Lutherans119,828$1
HORIZON KINETICS ASSET MANAGEMENT LLC119,308$934
Almitas Capital LLC117,948$924
Advisory Services Network, LLC116,434$912
Quarry LP115,372$903
Shaker Financial Services, LLC113,966$892
HighTower Advisors, LLC109,377$856
MELFA WEALTH MANAGEMENT, LLC107,219$840
Janney Montgomery Scott LLC100,225$1
Sigma Planning Corp97,963$768
Virtu Financial LLC96,940$1
CastleKnight Management LP87,400$684
Kovack Advisors, Inc.86,835$680
Virtus Investment Advisers, LLC86,463$677
FIRST TRUST ADVISORS LP85,208$667
Blackhawk Capital Partners LLC.84,720$663
Yakira Capital Management, Inc.79,506$623
Robinson Capital Management, LLC73,895$579
GILL CAPITAL PARTNERS, LLC69,953$548
Seelaus Asset Management LLC69,593$545
Gladstone Institutional Advisory LLC68,455$536
Edgemoor Investment Advisors, Inc.68,421$536
STIFEL FINANCIAL CORP65,484$513
Kestra Advisory Services, LLC64,428$504
Steward Partners Investment Advisory, LLC57,915$453
&PARTNERS57,816$453
OPPENHEIMER & CO INC55,504$435
Collar Capital Management, LLC54,383$426
WORLD EQUITY GROUP, INC.48,953$383
TWO SIGMA SECURITIES, LLC47,939$375
Global Retirement Partners, LLC47,402$371
TrueMark Investments, LLC47,308$370
Fortitude Advisory Group L.L.C.45,781$358
Koshinski Asset Management, Inc.45,771$358
Coquina Private Wealth LLC45,450$356
Spire Wealth Management43,500$341
CONNING INC.43,050$337
Private Advisor Group, LLC43,030$337
Savvy Advisors, Inc.42,703$334
SUSQUEHANNA INTERNATIONAL GROUP, LLP41,955$329
CoreCap Advisors, LLC40,981$321
ORG Partners LLC40,809$320
RVW Wealth, LLC40,349$316
Cerity Partners LLC39,826$312
Concurrent Investment Advisors, LLC39,528$310
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC39,073$308
NOMURA HOLDINGS INC37,375$293
E&G Advisors, LP36,329$284
86 other institutions1,167,562$8,478
Total (186 institutions)58,092,045$382,013