NUVEEN FLOATING RATE INCOME

CUSIP: 67072T108 Class: CEF

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC's Holding History (CIK: 0001079935)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 9,837 Value ($000) $113 Avg Close — Range —
Q4 2016
Shares 9,837 Value ($000) $115 Avg Close — Range —
Q3 2016
Shares 9,837 Value ($000) $109 Avg Close — Range —
Q2 2016
Shares 9,837 Value ($000) $102 Avg Close — Range —