NUVEEN FLOATING RATE INCOME

CUSIP: 67072T108 Class: CEF

Hilltop Holdings Inc.'s Holding History (CIK: 0001265131)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 10,250 Value ($000) $105 Avg Close — Range —
Q3 2019
Shares 11,000 Value ($000) $107 Avg Close — Range —
Q2 2019
Shares 11,000 Value ($000) $108 Avg Close — Range —
Q1 2019
Shares 11,750 Value ($000) $113 Avg Close — Range —