NUVEEN FLOATING RATE INCOME

CUSIP: 67072T108 Class: CEF

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 265,000 Value ($000) $2,923 Avg Close — Range —
Q2 2016
Shares 297,739 Value ($000) $3,079 Avg Close — Range —
Q1 2016
Shares 380,000 Value ($000) $3,827 Avg Close — Range —
Q4 2015
Shares 190,000 Value ($000) $1,946 Avg Close — Range —
Q3 2015
Shares 50,000 Value ($000) $503 Avg Close — Range —