NUVEEN FLOATING RATE INCOME

CUSIP: 67072T108 Class: CEF

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 21,849 Value ($000) $0 Avg Close — Range —
Q3 2024
Shares 38,394 Value ($000) $0 Avg Close — Range —
Q2 2024
Shares 22,535 Value ($000) $0 Avg Close — Range —
Q1 2023
Shares 10,763 Value ($000) $0 Avg Close — Range —
Q1 2022
Shares 11,073 Value ($000) $110 Avg Close — Range —
Q4 2021
Shares 10,047 Value ($000) $102 Avg Close — Range —
Q1 2020
Shares 85,700 Value ($000) $647 Avg Close — Range —