NUVEEN FLOATING RATE INCOME

CUSIP: 67072T108 Class: CEF

NEW VERNON INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001500605)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 102,250 Value ($000) $1,223 Avg Close — Range —
Q2 2013
Shares 102,250 Value ($000) $1,288 Avg Close — Range —