NUVEEN FLOATING RATE INCOME

CUSIP: 67072T108 Class: CEF

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 10,536 Value ($000) $88 Avg Close — Range —
Q2 2020
Shares 10,380 Value ($000) $82 Avg Close — Range —
Q1 2020
Shares 10,145 Value ($000) $77 Avg Close — Range —