NUVEEN FLOATING RATE INCOME

CUSIP: 67072T108 Class: CEF

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 760,513 Value ($000) $5,955 Avg Close — Range —
Q3 2025
Shares 887,602 Value ($000) $7,261 Avg Close — Range —
Q2 2025
Shares 979,638 Value ($000) $8,298 Avg Close — Range —
Q1 2025
Shares 984,933 Value ($000) $8,342 Avg Close — Range —
Q4 2024
Shares 880,665 Value ($000) $7,856 Avg Close — Range —
Q3 2024
Shares 753,641 Value ($000) $6,647 Avg Close — Range —
Q2 2024
Shares 723,132 Value ($000) $6,255 Avg Close — Range —
Q1 2024
Shares 696,528 Value ($000) $6,081 Avg Close — Range —
Q4 2023
Shares 601,649 Value ($000) $4,946 Avg Close — Range —
Q3 2023
Shares 612,763 Value ($000) $5,031 Avg Close — Range —
Q2 2023
Shares 541,306 Value ($000) $4,271 Avg Close — Range —
Q1 2023
Shares 242,488 Value ($000) $2 Avg Close — Range —
Q4 2022
Shares 177,329 Value ($000) $1 Avg Close — Range —
Q3 2022
Shares 35,603 Value ($000) $288 Avg Close — Range —
Q2 2022
Shares 30,389 Value ($000) $253 Avg Close — Range —
Q1 2022
Shares 30,297 Value ($000) $303 Avg Close — Range —
Q4 2021
Shares 30,203 Value ($000) $307 Avg Close — Range —
Q3 2021
Shares 27,923 Value ($000) $281 Avg Close — Range —
Q2 2021
Shares 4,444 Value ($000) $44 Avg Close — Range —
Q1 2021
Shares 1,100 Value ($000) $10 Avg Close — Range —
Q4 2020
Shares 1,100 Value ($000) $9 Avg Close — Range —