NUVEEN FLOATING RATE INCOME

CUSIP: 67072T108 Class: CEF

Golden State Wealth Management, LLC's Holding History (CIK: 0001776033)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 4,018 Value ($000) $39 Avg Close — Range —
Q2 2019
Shares 4,018 Value ($000) $39 Avg Close — Range —
Q1 2019
Shares 6,855 Value ($000) $66 Avg Close — Range —