NUVEEN PFD & INCOME OPPORTUN

CUSIP: 67073B106 Class: COM

ROTHSCHILD INVESTMENT LLC's Holding History (CIK: 0000085338)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 66,236 Value ($000) $537 Avg Close — Range —
Q3 2025
Shares 68,510 Value ($000) $562 Avg Close — Range —
Q2 2025
Shares 69,400 Value ($000) $557 Avg Close — Range —
Q1 2025
Shares 427,519 Value ($000) $3,403 Avg Close — Range —
Q4 2024
Shares 503,105 Value ($000) $3,954 Avg Close — Range —
Q3 2024
Shares 514,042 Value ($000) $4,148 Avg Close — Range —
Q2 2024
Shares 522,885 Value ($000) $3,906 Avg Close — Range —
Q1 2024
Shares 528,701 Value ($000) $3,801 Avg Close — Range —
Q4 2023
Shares 520,189 Value ($000) $3,516 Avg Close — Range —