NUVEEN PFD & INCOME OPPORTUN

CUSIP: 67073B106 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY6,918,424$56,108
BANK OF AMERICA CORP /DE/4,522,267$36,676
WELLS FARGO & COMPANY/MN4,403,045$35,709
UBS Group AG4,314,973$34,994
RAYMOND JAMES FINANCIAL INC3,823,922$31,012
Invesco Ltd.3,151,446$25,558
LPL Financial LLC2,252,995$18,272
GUGGENHEIM CAPITAL LLC1,896,826$15,383
COMMONWEALTH EQUITY SERVICES, LLC1,235,664$10,021
CAPTRUST FINANCIAL ADVISORS1,211,339$9,824
OSAIC HOLDINGS, INC.1,190,306$9,653
ROYAL BANK OF CANADA1,130,474$9,169
Janney Montgomery Scott LLC1,115,920$9
Cerity Partners LLC1,025,620$8,318
GREATMARK INVESTMENT PARTNERS, INC.1,002,592$8,131
MGO ONE SEVEN LLC961,953$7,801
Smith Asset Management Co., LLC926,024$7,510
Penserra Capital Management LLC922,135$7
Advisors Asset Management, Inc.818,097$6,635
TRUIST FINANCIAL CORP787,910$6,390
COHEN & STEERS, INC.785,251$6
AMERIPRISE FINANCIAL INC757,993$6,147
Cetera Investment Advisers733,307$5,947
Kestra Advisory Services, LLC657,118$5,329
Moors & Cabot, Inc.536,942$4,355
Chicago Partners Investment Group LLC536,132$4,364
FCA CORP /TX515,677$4,182
Stratos Wealth Partners, LTD.502,224$4,073
STIFEL FINANCIAL CORP480,149$3,894
Lido Advisors, LLC454,537$3,754
PROTECTIVE LIFE CORP440,000$3,568
ENVESTNET ASSET MANAGEMENT INC437,632$3,549
Cambridge Investment Research Advisors, Inc.423,675$3
Hennion & Walsh Asset Management, Inc.373,908$3,032
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC353,598$2,885
CAMPBELL CAPITAL MANAGEMENT INC348,264$2,824
Fiera Capital Corp346,849$2,813
NewEdge Advisors, LLC340,448$2,761
Sanctuary Advisors, LLC336,817$2,732
Steward Partners Investment Advisory, LLC326,921$2,651
JANE STREET GROUP, LLC318,905$2,586
Capital Investment Advisors, LLC314,730$2,552
PRELUDE CAPITAL MANAGEMENT, LLC300,000$2,433
IBEX WEALTH ADVISORS292,799$2,375
Wealth Advisory Solutions, LLC274,024$2,222
MSH Capital Advisors LLC258,815$2,099
DAVENPORT & Co LLC246,620$2,000
FIRST TRUST ADVISORS LP237,856$1,929
CoreCap Advisors, LLC222,344$1,803
J.W. COLE ADVISORS, INC.209,431$1,692
Wealthspire Advisors, LLC202,186$1,640
Geneos Wealth Management Inc.196,865$1,597
&PARTNERS189,627$1,538
Wright Wealth LLC172,985$1,403
Thrivent Financial for Lutherans161,712$1
UMB Bank, n.a.158,854$1,288
E&G Advisors, LP158,245$1,282
Sowell Financial Services LLC154,997$1,257
Thoma Capital Management LLC154,498$1,253
Private Advisor Group, LLC150,238$1,218
HighTower Advisors, LLC146,735$1,190
CARY STREET PARTNERS FINANCIAL LLC130,528$1,059
Wealthcare Advisory Partners LLC123,451$1,001
Samalin Investment Counsel, LLC118,931$965
WEDBUSH SECURITIES INC111,354$1
Advisory Services Network, LLC109,682$890
Cornerstone Advisory, LLC104,883$851
AlphaCore Capital LLC101,834$826
Palogic Value Management, L.P.100,564$816
World Investment Advisors100,323$814
DIVERSIFY WEALTH MANAGEMENT, LLC98,358$804
Integrated Wealth Concepts LLC97,432$790
MELFA WEALTH MANAGEMENT, LLC97,108$788
HARBOUR INVESTMENTS, INC.96,870$786
KESTRA PRIVATE WEALTH SERVICES, LLC95,424$774
Triumph Capital Management90,506$734
Spire Wealth Management88,269$716
Mission Hills Financial Advisory, LLC86,884$705
MARINO, STRAM & ASSOCIATES LLC86,571$702
Mariner, LLC85,794$696
Shulman DeMeo Asset Management LLC85,354$692
LEVEL FOUR ADVISORY SERVICES, LLC83,682$679
StoneX Group Inc.77,525$629
Bramshill Investments, LLC75,805$615
Curi Capital, LLC75,613$613
RVW Wealth, LLC70,922$575
Abel Hall, LLC70,000$568
Anchor Capital Management Group Inc70,000$574
Accel Wealth Management68,329$554
Centurion Wealth Management LLC67,748$549
PRINCIPAL SECURITIES, INC.67,631$548
Prospera Financial Services Inc67,421$547
ROTHSCHILD INVESTMENT LLC66,236$537
Live Oak Private Wealth LLC65,572$532
COMERICA BANK63,701$517
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV63,250$513
MOSAIC FAMILY WEALTH PARTNERS, LLC58,444$474
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC56,922$462
CAPITAL ADVISORS INC/OK55,837$453
MML INVESTORS SERVICES, LLC55,831$453
224 other institutions4,008,953$31,848
Total (324 institutions)65,121,382$499,057