NUVEEN PFD & INCOME OPPORTUN

CUSIP: 67073B106 Class: COM

DELTA ASSET MANAGEMENT LLC/TN's Holding History (CIK: 0000860857)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 1,000 Value ($000) $8 Avg Close — Range —
Q1 2020
Shares 1,000 Value ($000) $7 Avg Close — Range —