NUVEEN PFD & INCOME OPPORTUN

CUSIP: 67073B106 Class: COM

SMITHBRIDGE ASSET MANAGEMENT INC/DE's Holding History (CIK: 0001103245)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 273,500 Value ($000) $2,683 Avg Close — Range —
Q4 2016
Shares 294,000 Value ($000) $2,893 Avg Close — Range —