NUVEEN PFD & INCOME OPPORTUN

CUSIP: 67073B106 Class: COM

CHARTIST INC /CA/'s Holding History (CIK: 0001129770)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 12,500 Value ($000) $280 Avg Close — Range —
Q1 2015
Shares 16,000 Value ($000) $376 Avg Close — Range —
Q4 2014
Shares 19,000 Value ($000) $426 Avg Close — Range —
Q3 2014
Shares 20,000 Value ($000) $457 Avg Close — Range —
Q2 2014
Shares 20,000 Value ($000) $471 Avg Close — Range —