NUVEEN PFD & INCOME OPPORTUN

CUSIP: 67073B106 Class: COM

Pine River Capital Management L.P.'s Holding History (CIK: 0001288136)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 52,881 Value ($000) $493 Avg Close — Range —
Q4 2013
Shares 87,031 Value ($000) $773 Avg Close — Range —