NUVEEN PFD & INCOME OPPORTUN

CUSIP: 67073B106 Class: COM

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 12,000 Value ($000) $97 Avg Close — Range —
Q3 2025
Shares 12,000 Value ($000) $98 Avg Close — Range —
Q2 2025
Shares 12,500 Value ($000) $100 Avg Close — Range —