NUVEEN PFD & INCOME OPPORTUN

CUSIP: 67073B106 Class: COM

NINE MASTS CAPITAL Ltd's Holding History (CIK: 0001569356)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 362,400 Value ($000) $3,359 Avg Close — Range —
Q2 2018
Shares 103,100 Value ($000) $962 Avg Close — Range —
Q4 2017
Shares 26,900 Value ($000) $278 Avg Close — Range —
Q2 2017
Shares 56,100 Value ($000) $583 Avg Close — Range —
Q1 2017
Shares 108,800 Value ($000) $1,067 Avg Close — Range —
Q3 2016
Shares 80,756 Value ($000) $809 Avg Close — Range —
Q4 2015
Shares 25,500 Value ($000) $234 Avg Close — Range —