NUVEEN PFD & INCOME OPPORTUN

CUSIP: 67073B106 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 52,209 Value ($000) $423 Avg Close — Range —
Q3 2025
Shares 62,439 Value ($000) $512 Avg Close — Range —
Q2 2025
Shares 62,643 Value ($000) $502 Avg Close — Range —
Q4 2024
Shares 40,218 Value ($000) $316 Avg Close — Range —
Q3 2024
Shares 27,859 Value ($000) $225 Avg Close — Range —
Q2 2024
Shares 33,245 Value ($000) $248 Avg Close — Range —
Q1 2024
Shares 128,821 Value ($000) $926 Avg Close — Range —
Q4 2023
Shares 645,879 Value ($000) $4,366 Avg Close — Range —
Q3 2023
Shares 289,883 Value ($000) $1,835 Avg Close — Range —
Q2 2023
Shares 287,545 Value ($000) $1,863 Avg Close — Range —
Q1 2023
Shares 113,349 Value ($000) $1 Avg Close — Range —
Q4 2022
Shares 106,764 Value ($000) $1 Avg Close — Range —
Q3 2022
Shares 106,442 Value ($000) $739 Avg Close — Range —
Q2 2022
Shares 148,186 Value ($000) $1,133 Avg Close — Range —
Q1 2022
Shares 143,842 Value ($000) $1,234 Avg Close — Range —
Q4 2021
Shares 156,355 Value ($000) $1,526 Avg Close — Range —
Q3 2021
Shares 162,400 Value ($000) $1,607 Avg Close — Range —
Q2 2021
Shares 122,678 Value ($000) $1,224 Avg Close — Range —
Q1 2021
Shares 84,500 Value ($000) $801 Avg Close — Range —
Q4 2020
Shares 84,500 Value ($000) $802 Avg Close — Range —
Q3 2020
Shares 84,500 Value ($000) $717 Avg Close — Range —