NUVEEN CR STRATEGIES INCOME

CUSIP: 67073D102 Class: COM SHS

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY10,217,636$51,293
Penserra Capital Management LLC3,935,317$20
OAK HILL ADVISORS LP3,301,932$16,576
Invesco Ltd.2,930,724$14,712
GUGGENHEIM CAPITAL LLC2,810,454$14,108
Advisors Asset Management, Inc.1,754,402$8,807
SIT INVESTMENT ASSOCIATES INC1,658,562$8
WELLS FARGO & COMPANY/MN1,613,286$8,099
RAYMOND JAMES FINANCIAL INC1,557,078$7,817
ABSOLUTE INVESTMENT ADVISERS, LLC1,122,293$5,712
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD885,847$4,447
LPL Financial LLC876,601$4,401
BALYASNY ASSET MANAGEMENT L.P.866,827$4,351
COHEN & STEERS, INC.734,738$4
Cetera Investment Advisers702,982$3,529
AMERIPRISE FINANCIAL INC631,267$3,169
Logan Stone Capital, LLC566,916$2,846
Thomas J. Herzfeld Advisors, Inc.531,122$2,666
Venture Visionary Partners LLC485,467$2,437
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC453,908$2,279
Quarry LP447,799$2,248
Thrivent Financial for Lutherans424,087$2
WOLVERINE ASSET MANAGEMENT LLC413,689$2,077
Castleview Partners, LLC412,416$2,070
DCF Advisers, LLC408,720$2,052
Sowell Financial Services LLC364,886$1,832
JANE STREET GROUP, LLC360,208$1,808
FIRST TRUST ADVISORS LP338,711$1,700
Fiera Capital Corp330,166$1,657
Janney Montgomery Scott LLC316,455$2
NBC SECURITIES, INC.302,375$1,518
STIFEL FINANCIAL CORP300,874$1,510
ROYAL BANK OF CANADA290,461$1,458
RIVERNORTH CAPITAL MANAGEMENT, LLC282,011$1,416
BANK OF AMERICA CORP /DE/277,629$1,394
CastleKnight Management LP272,300$1,367
ICON ADVISERS INC/CO256,035$1,285
Marex Group plc254,926$1,280
J.W. COLE ADVISORS, INC.247,735$1,244
Stolper Co243,632$1
READYSTATE ASSET MANAGEMENT LP216,212$1,085
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.201,490$1,011
Lido Advisors, LLC198,167$1,054
MILLENNIUM MANAGEMENT LLC188,913$948
1607 Capital Partners, LLC181,856$913
Anchor Capital Management Group Inc175,000$922
Matisse Capital170,247$855
Bramshill Investments, LLC147,965$743
RFG Advisory, LLC139,164$699
Virtus Investment Advisers, LLC132,878$667
ENVESTNET ASSET MANAGEMENT INC124,584$625
Encompass More Asset Management123,724$621
OSAIC HOLDINGS, INC.122,557$615
NewEdge Advisors, LLC117,545$590
UBS Group AG114,585$575
XTX Topco Ltd110,625$555
Koshinski Asset Management, Inc.106,257$533
Sovran Advisors, LLC102,738$524
Calamos Advisors LLC101,679$510
ALEXANDER LABRUNERIE & CO., INC.99,760$501
Shaker Financial Services, LLC98,386$494
Future Financial Wealth Managment LLC94,220$481
HighTower Advisors, LLC93,479$469
&PARTNERS91,203$458
COMMONWEALTH EQUITY SERVICES, LLC84,945$426
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC74,894$376
Virtu Financial LLC73,183$0
Global Retirement Partners, LLC71,999$361
ADAPT WEALTH ADVISORS, LLC70,968$356
Kestra Advisory Services, LLC67,821$340
Centurion Wealth Management LLC66,465$334
VisionPoint Advisory Group, LLC66,389$333
CHOREO, LLC66,258$336
Mariner, LLC63,548$319
Almitas Capital LLC63,304$318
Steward Partners Investment Advisory, LLC62,877$316
Beacon Pointe Advisors, LLC61,551$309
Pathstone Holdings, LLC58,309$293
Meridian Wealth Management, LLC57,681$290
Gladstone Institutional Advisory LLC56,474$283
SUSQUEHANNA INTERNATIONAL GROUP, LLP56,248$282
WEDBUSH SECURITIES INC56,154$0
Total Wealth Planning & Management, Inc.54,018$271
Private Advisor Group, LLC50,703$255
Kovack Advisors, Inc.49,702$250
SeaCrest Wealth Management, LLC49,467$253
Closed-End Fund Advisors, Inc.48,856$245
Merit Financial Group, LLC46,665$234
NWF Advisory Services Inc.45,800$230
HARBOUR INVESTMENTS, INC.43,279$217
NOMURA HOLDINGS INC42,561$214
Summit Financial, LLC42,465$213
Apollon Wealth Management, LLC41,598$209
PARK AVENUE SECURITIES LLC36,251$0
COMERICA BANK35,862$180
B. Riley Wealth Advisors, Inc.35,771$180
First Heartland Consultants, Inc.31,012$156
CITADEL ADVISORS LLC30,893$155
Pinnacle Wealth Planning Services, Inc.30,407$153
ACCREDITED INVESTOR SERVICES, LLC29,725$149
64 other institutions696,804$3,376
Total (164 institutions)50,056,615$213,864