NUVEEN CR STRATEGIES INCOME

CUSIP: 67073D102 Class: COM SHS

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 66,550 Value ($000) $530 Avg Close — Range —
Q2 2018
Shares 66,550 Value ($000) $529 Avg Close — Range —
Q1 2018
Shares 50,960 Value ($000) $405 Avg Close — Range —
Q4 2015
Shares 38,000 Value ($000) $298 Avg Close — Range —
Q3 2015
Shares 79,700 Value ($000) $636 Avg Close — Range —
Q2 2015
Shares 91,790 Value ($000) $791 Avg Close — Range —
Q1 2015
Shares 91,790 Value ($000) $830 Avg Close — Range —
Q4 2014
Shares 107,370 Value ($000) $941 Avg Close — Range —
Q3 2014
Shares 107,370 Value ($000) $959 Avg Close — Range —
Q2 2014
Shares 107,370 Value ($000) $1,005 Avg Close — Range —
Q1 2014
Shares 72,000 Value ($000) $684 Avg Close — Range —
Q4 2013
Shares 72,000 Value ($000) $700 Avg Close — Range —
Q3 2013
Shares 72,000 Value ($000) $674 Avg Close — Range —
Q2 2013
Shares 72,000 Value ($000) $720 Avg Close — Range —