NUVEEN CR STRATEGIES INCOME

CUSIP: 67073D102 Class: COM SHS

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 13,174 Value ($000) $78 Avg Close — Range —
Q2 2020
Shares 13,174 Value ($000) $77 Avg Close — Range —
Q1 2020
Shares 13,174 Value ($000) $75 Avg Close — Range —
Q4 2019
Shares 16,574 Value ($000) $127 Avg Close — Range —
Q3 2019
Shares 21,266 Value ($000) $159 Avg Close — Range —
Q2 2019
Shares 21,266 Value ($000) $168 Avg Close — Range —
Q1 2019
Shares 21,266 Value ($000) $164 Avg Close — Range —
Q4 2018
Shares 21,366 Value ($000) $158 Avg Close — Range —
Q4 2017
Shares 29,441 Value ($000) $242 Avg Close — Range —
Q3 2017
Shares 29,371 Value ($000) $249 Avg Close — Range —
Q2 2017
Shares 29,371 Value ($000) $255 Avg Close — Range —