NUVEEN REAL ASSET INCOME & G

CUSIP: 67074Y105 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY1,246,761$16,968
Penserra Capital Management LLC809,551$11
WELLS FARGO & COMPANY/MN263,910$3,592
LPL Financial LLC223,359$3,040
GUGGENHEIM CAPITAL LLC218,563$2,975
RAYMOND JAMES FINANCIAL INC176,321$2,400
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC148,015$2,014
OSAIC HOLDINGS, INC.143,386$1,952
ROYAL BANK OF CANADA139,582$1,900
Private Advisor Group, LLC138,164$1,880
COHEN & STEERS, INC.137,846$2
FIRST TRUST ADVISORS LP112,677$1,534
Chicago Partners Investment Group LLC83,007$1,136
Cambridge Investment Research Advisors, Inc.82,174$1
HARBOUR INVESTMENTS, INC.72,680$989
UBS Group AG68,187$928
Closed-End Fund Advisors, Inc.64,898$883
AMERIPRISE FINANCIAL INC51,476$701
Rockefeller Capital Management L.P.45,343$617
Steward Partners Investment Advisory, LLC44,339$603
Cetera Investment Advisers43,558$593
NATIONS FINANCIAL GROUP INC, /IA/ /ADV40,440$550
Mariner, LLC38,466$524
DAVENPORT & Co LLC35,099$478
Abel Hall, LLC33,000$449
CHOREO, LLC32,524$446
Baird Financial Group, Inc.31,415$428
BANK OF AMERICA CORP /DE/30,915$421
Sowell Financial Services LLC30,367$413
OPPENHEIMER & CO INC28,454$387
NewEdge Advisors, LLC28,176$383
SeaCrest Wealth Management, LLC25,322$345
Patriot Financial Group Insurance Agency, LLC22,916$312
Advisory Services Network, LLC22,210$302
1776 Wealth LLC21,956$299
Alteri Wealth LLC19,003$259
Capital Investment Advisors, LLC18,592$253
Modern Wealth Management, LLC18,040$246
EVOLVE PRIVATE WEALTH, LLC15,723$214
Janney Montgomery Scott LLC15,685$0
CoreCap Advisors, LLC15,281$208
HighTower Advisors, LLC14,806$202
Clear Creek Financial Management, LLC14,381$196
Bensler, LLC14,119$192
Catalina Capital Group, LLC13,638$186
Financial Security Advisor, Inc.13,519$184
MELFA WEALTH MANAGEMENT, LLC12,098$165
Merit Financial Group, LLC11,782$160
B. Riley Wealth Advisors, Inc.10,731$146
NWF Advisory Services Inc.10,613$144
CITADEL ADVISORS LLC10,500$143
STIFEL FINANCIAL CORP10,367$141
Global Retirement Partners, LLC8,685$118
US BANCORP \DE\7,651$104
Kestra Advisory Services, LLC6,998$95
Allworth Financial LP6,551$89
Garner Asset Management Corp4,520$62
Pinnacle Wealth Planning Services, Inc.3,867$53
BARRETT & COMPANY, INC.3,250$44
Larson Financial Group LLC2,675$36
COMERICA BANK1,764$24
FLAGSHIP HARBOR ADVISORS, LLC1,718$23
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,529$21
WPG Advisers, LLC1,408$19
First Command Advisory Services, Inc.934$13
First PREMIER Bank825$0
Camelot Portfolios, LLC638$9
HOLLENCREST CAPITAL MANAGEMENT631$9
CWM, LLC622$0
Stephens Consulting, LLC409$6
DUNCKER STREETT & CO INC335$5
Fortis Group Advisors, LLC309$4
JONES FINANCIAL COMPANIES LLLP266$4
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC200$3
HIGHLINE WEALTH PARTNERS LLC200$3
NATIONAL BANK OF CANADA /FI/147$2
TSFG, LLC109$0
ASSETMARK, INC33$0
Farther Finance Advisors, LLC15$0
Wilkerson Advisory Group LLC1$0
Total (80 institutions)5,030,225$54,239