NUVEEN MULTI ASSET INCOME FU

CUSIP: 670750108 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Pathstone Holdings, LLC1,224,023$15,961
Penserra Capital Management LLC986,984$13
MORGAN STANLEY893,107$11,646
UBS Group AG681,504$8,887
LPL Financial LLC393,127$5,126
Heron Bay Capital Management287,775$3,753
STIFEL FINANCIAL CORP201,156$2,623
ROYAL BANK OF CANADA195,116$2,544
WOLVERINE ASSET MANAGEMENT LLC182,610$2,381
Shaker Financial Services, LLC151,410$1,974
D.A. DAVIDSON & CO.130,500$1,702
ABSOLUTE INVESTMENT ADVISERS, LLC116,794$1,541
FIRST TRUST ADVISORS LP107,113$1,397
Cetera Investment Advisers97,245$1,268
RAYMOND JAMES FINANCIAL INC79,642$1,039
Saba Capital Management, L.P.75,279$982
BANK OF AMERICA CORP /DE/69,755$910
OSAIC HOLDINGS, INC.65,594$855
Rockefeller Capital Management L.P.64,106$836
Advisors Asset Management, Inc.64,087$836
EVOLVE PRIVATE WEALTH, LLC57,581$751
Closed-End Fund Advisors, Inc.56,792$741
READYSTATE ASSET MANAGEMENT LP56,174$733
Cambridge Investment Research Advisors, Inc.53,905$1
Calamos Advisors LLC51,019$665
JPMORGAN CHASE & CO49,222$642
PMG Family Office LLC44,221$577
NWF Advisory Services Inc.40,361$526
Janney Montgomery Scott LLC40,142$1
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC37,781$493
Private Advisor Group, LLC32,525$424
Gladstone Institutional Advisory LLC30,000$391
NewEdge Advisors, LLC29,395$383
SFG Wealth Management, LLC.29,150$380
Hennion & Walsh Asset Management, Inc.28,481$371
SILVERLAKE WEALTH MANAGEMENT LLC27,479$358
MELFA WEALTH MANAGEMENT, LLC27,305$356
HighTower Advisors, LLC25,828$337
COMMONWEALTH EQUITY SERVICES, LLC23,767$310
Fortitude Advisory Group L.L.C.22,618$295
MILLENNIUM MANAGEMENT LLC21,409$279
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC20,507$267
Integrated Wealth Concepts LLC18,138$237
Advisory Services Network, LLC17,995$235
MML INVESTORS SERVICES, LLC17,164$224
Koshinski Asset Management, Inc.16,209$211
Invesco Ltd.14,436$188
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC13,938$184
XTX Topco Ltd13,415$175
Avior Wealth Management, LLC13,249$173
Merit Financial Group, LLC12,708$166
Advisor OS, LLC10,389$135
JANE STREET GROUP, LLC10,277$134
J.W. COLE ADVISORS, INC.10,056$131
Kestra Advisory Services, LLC5,241$68
OLD POINT TRUST & FINANCIAL SERVICES N A4,100$53
COMERICA BANK3,289$43
WELLS FARGO & COMPANY/MN3,283$43
Garton & Associates Financial Advisors LLC3,187$42
Atlantic Union Bankshares Corp3,051$40
MAI Capital Management2,638$34
Steward Partners Investment Advisory, LLC2,515$33
Sound Income Strategies, LLC1,905$25
Global Retirement Partners, LLC1,394$18
Keating Financial Advisory Services, Inc.1,297$17
FLAGSHIP HARBOR ADVISORS, LLC1,173$15
PNC Financial Services Group, Inc.1,172$15
Thomas J. Herzfeld Advisors, Inc.1,096$14
Allworth Financial LP1,043$14
Farther Finance Advisors, LLC996$13
N.E.W. Advisory Services LLC728$9
ORG Partners LLC568$7
Pinnacle Wealth Planning Services, Inc.535$7
MASSMUTUAL TRUST CO FSB/ADV500$7
CoreCap Advisors, LLC455$6
SageView Advisory Group, LLC437$6
DELTA ASSET MANAGEMENT LLC/TN400$5
Geneos Wealth Management Inc.381$5
Measured Wealth Private Client Group, LLC364$5
HIGHLINE WEALTH PARTNERS LLC228$3
WPG Advisers, LLC227$3
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO164$2
SIGNATUREFD, LLC64$1
CITIGROUP INC2$0
Total (84 institutions)7,082,996$78,300