CUSIP: 67080N119 Class: *W EXP 02/10/202
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| EcoR1 Capital, LLC | 963,333 | $8,631 |
| Decheng Capital LLC | 646,057 | $213 |
| Nantahala Capital Management, LLC | 626,191 | $207 |
| Greenland Capital Management LP | 348,960 | $115 |
| FRANKLIN RESOURCES INC | 266,666 | $88 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 266,666 | $88 |
| Boxer Capital Management, LLC | 266,666 | $88 |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 166,666 | $55 |
| Laurion Capital Management LP | 166,579 | $55 |
| BlackRock, Inc. | 153,756 | $51 |
| Rock Springs Capital Management LP | 134,028 | $44 |
| Samsara BioCapital, LLC | 124,119 | $41 |
| WOLVERINE ASSET MANAGEMENT LLC | 122,921 | $41 |
| DME Capital Management, LP | 100,000 | $33 |
| ACUTA CAPITAL PARTNERS, LLC | 90,832 | $30 |
| CITADEL ADVISORS LLC | 73,686 | $24 |
| Logos Global Management LP | 66,666 | $22 |
| Intellectus Partners, LLC | 32,298 | $11 |
| VICTORY CAPITAL MANAGEMENT INC | 20,381 | $7 |
| Hunter Perkins Capital Management, LLC | 20,000 | $0 |
| BARCLAYS PLC | 1,638 | $1 |
| Total (21 institutions) | 4,658,109 | $9,844 |