NUVEEN CORE EQUITY ALPHA FD

CUSIP: 67090X107 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Baird Financial Group, Inc.571,685$9,113
Shaker Financial Services, LLC560,717$8,938
RAYMOND JAMES FINANCIAL INC536,748$8,556
MORGAN STANLEY383,571$6,114
Invesco Ltd.270,120$4,306
GUGGENHEIM CAPITAL LLC268,892$4,286
RETIREMENT PLANNING GROUP, LLC / NY268,115$4,274
OSAIC HOLDINGS, INC.181,869$2,899
Cornerstone Advisors, LLC141,473$2,255
Capital Investment Advisors, LLC116,571$1,858
LPL Financial LLC103,452$1,649
WELLS FARGO & COMPANY/MN102,281$1,630
Steward Partners Investment Advisory, LLC90,678$1,445
WOLVERINE ASSET MANAGEMENT LLC90,018$1,435
Thrivent Financial for Lutherans73,256$1
UBS Group AG54,921$875
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC53,002$845
Spire Wealth Management51,574$822
Karpus Management, Inc.49,077$782
AMERIPRISE FINANCIAL INC48,231$769
COMMONWEALTH EQUITY SERVICES, LLC35,193$561
BANK OF AMERICA CORP /DE/33,507$534
ROYAL BANK OF CANADA32,396$516
Cetera Investment Advisers30,521$486
NewEdge Advisors, LLC29,653$473
Cambridge Investment Research Advisors, Inc.27,492$0
PMG Family Office LLC27,445$437
Calamos Advisors LLC17,253$275
Sowell Financial Services LLC16,957$270
Centurion Wealth Management LLC12,480$199
NWF Advisory Services Inc.12,100$193
J.W. COLE ADVISORS, INC.11,330$181
Canal Capital Management, LLC11,213$179
SUSQUEHANNA INTERNATIONAL GROUP, LLP11,132$177
David J Yvars Group11,000$177
DAYMARK WEALTH PARTNERS, LLC10,790$172
Rockefeller Capital Management L.P.9,363$149
Ronald Blue Trust, Inc.6,040$96
CWM, LLC5,816$0
COMERICA BANK3,969$63
EASTERN BANK1,869$30
Centerpoint Advisors, LLC1,000$0
Indiana Trust & Investment Management CO995$16
PNC Financial Services Group, Inc.948$15
Thomas J. Herzfeld Advisors, Inc.393$6
Colonial Trust Co / SC371$6
Transamerica Financial Advisors, Inc.152$2
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO147$2
ST GERMAIN D J CO INC125$2
Total (49 institutions)4,377,901$68,072