NUVEEN CORE EQUITY ALPHA FD

CUSIP: 67090X107 Class: COM

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC's Holding History (CIK: 0001079935)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 23,332 Value ($000) $333 Avg Close — Range —
Q3 2015
Shares 23,053 Value ($000) $318 Avg Close — Range —