NUVEEN CORE EQUITY ALPHA FD

CUSIP: 67090X107 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 320 Value ($000) $4 Avg Close — Range —
Q2 2015
Shares 1,427 Value ($000) $23 Avg Close — Range —
Q2 2014
Shares 93 Value ($000) $2 Avg Close — Range —
Q1 2014
Shares 93 Value ($000) $2 Avg Close — Range —
Q4 2013
Shares 586 Value ($000) $10 Avg Close — Range —
Q3 2013
Shares 385 Value ($000) $6 Avg Close — Range —
Q2 2013
Shares 1,001 Value ($000) $15 Avg Close — Range —