NUVEEN CORE EQUITY ALPHA FD

CUSIP: 67090X107 Class: COM

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 6,111 Value ($000) $85 Avg Close — Range —
Q3 2016
Shares 1,553 Value ($000) $21 Avg Close — Range —
Q2 2016
Shares 1,528 Value ($000) $21 Avg Close — Range —
Q1 2016
Shares 1,503 Value ($000) $20 Avg Close — Range —
Q4 2015
Shares 1,503 Value ($000) $21 Avg Close — Range —
Q3 2015
Shares 1,340 Value ($000) $18 Avg Close — Range —
Q1 2015
Shares 1,598 Value ($000) $27 Avg Close — Range —
Q4 2014
Shares 998 Value ($000) $17 Avg Close — Range —
Q3 2014
Shares 1,500 Value ($000) $26 Avg Close — Range —
Q2 2014
Shares 1,860 Value ($000) $34 Avg Close — Range —
Q1 2014
Shares 1,860 Value ($000) $33 Avg Close — Range —
Q4 2013
Shares 1,860 Value ($000) $32 Avg Close — Range —
Q3 2013
Shares 1,860 Value ($000) $29 Avg Close — Range —