Ticker: NUSA CUSIP: 67092P110 Class: NUVEEN ESG 1-5
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| TWO SIGMA SECURITIES, LLC | 14,235 | $333 |
| CITADEL ADVISORS LLC | 17,210 | $402 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Parkside Financial Bank & Trust | 26,725 | 29,210 | +2,485 (+9.3%) |
| Envestnet Portfolio Solutions, Inc. | 181,614 | 194,979 | +13,365 (+7.4%) |
| JANE STREET GROUP, LLC | 14,542 | 45,091 | +30,549 (+210.1%) |
| MORGAN STANLEY | 101,420 | 105,092 | +3,672 (+3.6%) |
| ASSETMARK, INC | 39,235 | 41,771 | +2,536 (+6.5%) |
| Global Retirement Partners, LLC | 2,781 | 3,327 | +546 (+19.6%) |
| Steward Partners Investment Advisory, LLC | 31,309 | 31,887 | +578 (+1.8%) |
| Cambridge Investment Research Advisors, Inc. | 84,851 | 88,123 | +3,272 (+3.9%) |
| Allworth Financial LP | 94 | 96 | +2 (+2.1%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Financial Connections Group, Inc. | 83,920 | 17,697 | -66,223 (-78.9%) |
| FLOW TRADERS U.S. LLC | 76,487 | 44,860 | -31,627 (-41.3%) |
| Vestmark Advisory Solutions, Inc. | 15,964 | 9,455 | -6,509 (-40.8%) |
| LPL Financial LLC | 134,613 | 127,398 | -7,215 (-5.4%) |
| BANK OF AMERICA CORP /DE/ | 5,798 | 883 | -4,915 (-84.8%) |
| OSAIC HOLDINGS, INC. | 18,031 | 13,786 | -4,245 (-23.5%) |
| ENVESTNET ASSET MANAGEMENT INC | 34,304 | 30,273 | -4,031 (-11.8%) |
| US BANCORP \DE\ | 21,282 | 18,817 | -2,465 (-11.6%) |
| RAYMOND JAMES FINANCIAL INC | 27,064 | 25,274 | -1,790 (-6.6%) |
| Rockefeller Capital Management L.P. | 3,564 | 2,151 | -1,413 (-39.6%) |
| Stratos Wealth Partners, LTD. | 16,290 | 15,415 | -875 (-5.4%) |
| UBS Group AG | 339 | 196 | -143 (-42.2%) |
| Thrivent Financial for Lutherans | 212,992 | 200,204 | -12,788 (-6.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Cetera Investment Advisers | 8,721 | $205 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8,548 | $200 |