NUSHARES ETF TR

Ticker: NUMG CUSIP: 67092P409 Class: NUVEEN ESG MIDCP

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 9,990 Value ($000) $543 Avg Close — Range —

Q2 2021

Shares 9,738 Value ($000) $532 Avg Close — Range —

Q1 2021

Shares 7,754 Value ($000) $388 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	9,990	$543	—	—
Q2 2021	9,738	$532	—	—
Q1 2021	7,754	$388	—	—