NUSHARES ETF TR

Ticker: NUMG CUSIP: 67092P409 Class: NUVEEN ESG MIDCP

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY1,165,326$55,636
WELLS FARGO & COMPANY/MN775,543$37,027
ROYAL BANK OF CANADA511,601$24,426
Bank of New York Mellon Corp463,180$22,114
LPL Financial LLC458,819$21,905
TIAA TRUST, NATIONAL ASSOCIATION449,637$21,467
BANK OF AMERICA CORP /DE/293,876$14,031
AMERIPRISE FINANCIAL INC231,202$11,037
UBS Group AG192,331$9,182
COMMONWEALTH EQUITY SERVICES, LLC125,680$6,000
RAYMOND JAMES FINANCIAL INC105,340$5,029
Cetera Investment Advisers81,992$3,915
AlTi Global, Inc.81,746$3,903
Creative Planning77,454$3,698
JONES FINANCIAL COMPANIES LLLP72,569$3,465
Ameritas Advisory Services, LLC70,186$3,351
Fiduciary Trust Co63,261$3,020
WHITTIER TRUST CO62,623$3,095
ENVESTNET ASSET MANAGEMENT INC57,790$2,759
WHITTIER TRUST CO OF NEVADA INC55,718$2,754
WCG Wealth Advisors LLC43,346$2,069
SUSQUEHANNA INTERNATIONAL GROUP, LLP42,394$2,024
Beacon Pointe Advisors, LLC42,248$2,017
Tower Research Capital LLC (TRC)40,487$1,933
PNC Financial Services Group, Inc.39,303$1,876
JPMORGAN CHASE & CO34,652$1,654
TWO SIGMA INVESTMENTS, LP32,400$1,547
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO27,036$1,291
Revolve Wealth Partners, LLC26,176$1,250
rebel Financial LLC21,642$1,033
VICUS CAPITAL21,309$1,017
GOLDMAN SACHS GROUP INC19,953$953
COMMERCE BANK19,091$911
Lido Advisors, LLC17,858$869
IAG Wealth Partners, LLC17,212$822
WealthShield Partners, LLC16,795$802
High Note Wealth, LLC16,297$778
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC16,195$800
Cerity Partners LLC14,893$706
NewEdge Advisors, LLC14,571$696
RTD Financial Advisors, Inc.14,314$683
Napier Financial, LLC13,697$654
SageView Advisory Group, LLC13,300$635
&PARTNERS13,147$628
SK Wealth Management, LLC12,990$594
Cambridge Investment Research Advisors, Inc.12,960$1
CENTRAL TRUST Co12,755$609
OSAIC HOLDINGS, INC.12,260$585
COLDSTREAM CAPITAL MANAGEMENT INC11,500$549
Neumann Capital Management, LLC11,380$543
Continuum Advisory, LLC11,083$529
CANANDAIGUA NATIONAL BANK & TRUST CO10,524$502
RMG Wealth Management LLC9,598$297
MERCER GLOBAL ADVISORS INC /ADV9,587$458
Private Advisor Group, LLC9,275$443
TRUIST FINANCIAL CORP9,258$442
Fingerlakes Wealth Management, Inc.8,937$427
Corient Private Wealth LLC8,848$422
HighTower Advisors, LLC8,194$391
CWM, LLC8,109$0
Simmons Bank8,056$385
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management8,051$384
Larson Financial Group LLC7,923$378
IHT Wealth Management, LLC7,911$378
Mirae Asset Global Investments Co., Ltd.7,700$368
Dynamic Advisor Solutions LLC7,584$362
CITADEL ADVISORS LLC7,571$361
SOA Wealth Advisors, LLC.7,333$350
EVERGREEN CAPITAL MANAGEMENT LLC7,250$346
RVW Wealth, LLC7,179$343
Focus Partners Wealth7,035$336
CX Institutional6,871$0
WealthSpring Partners, LLC6,868$328
Evergreen Private Wealth LLC6,845$327
Trust Co6,769$323
Institute for Wealth Management, LLC.6,756$323
Petros Family Wealth, LLC6,577$314
Financial Network Wealth Management LLC6,471$0
Merit Financial Group, LLC6,436$307
Golden State Wealth Management, LLC6,264$299
PFG Advisors5,386$257
Bragg Financial Advisors, Inc5,358$256
AIRE ADVISORS, LLC5,347$255
Falcon Wealth Planning5,294$253
Compound Planning, Inc.5,282$252
MML INVESTORS SERVICES, LLC5,150$246
Stratos Wealth Partners, LTD.5,130$245
McAdam, LLC4,566$218
Ipsen Advisor Group LLC4,538$217
Wealthcare Advisory Partners LLC4,348$208
Arkos Global Advisors4,298$0
Values Added Financial LLC4,221$202
Rockefeller Capital Management L.P.3,524$168
Cornerstone Planning Group LLC3,479$163
ABOUND FINANCIAL, LLC3,315$158
Sunrise Financial Services, LLC3,277$156
HUNTINGTON NATIONAL BANK3,184$152
Farther Finance Advisors, LLC3,030$145
FIFTH THIRD BANCORP2,760$132
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2,080$99
40 other institutions26,002$1,502
Total (140 institutions)6,394,467$303,752