NUSHARES ETF TR

Ticker: NUMG CUSIP: 67092P409 Class: NUVEEN ESG MIDCP

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 8,051 Value ($000) $384 Avg Close — Range —
Q3 2025
Shares 6,436 Value ($000) $313 Avg Close — Range —
Q2 2025
Shares 6,138 Value ($000) $297 Avg Close — Range —
Q1 2025
Shares 5,239 Value ($000) $225 Avg Close — Range —
Q4 2024
Shares 4,700 Value ($000) $223 Avg Close — Range —
Q3 2024
Shares 6,449 Value ($000) $289 Avg Close — Range —