NUSHARES ETF TR

Ticker: NUMG CUSIP: 67092P409 Class: NUVEEN ESG MIDCP

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q1 2024
Shares 54 Value ($000) $2 Avg Close — Range —
Q4 2023
Shares 1,807 Value ($000) $76 Avg Close — Range —