NUSHARES ETF TR

Ticker: NUMG CUSIP: 67092P409 Class: NUVEEN ESG MIDCP

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 3,524 Value ($000) $168 Avg Close — Range —
Q3 2025
Shares 2,810 Value ($000) $137 Avg Close — Range —
Q3 2022
Shares 2,165 Value ($000) $71 Avg Close — Range —
Q2 2022
Shares 2,165 Value ($000) $74 Avg Close — Range —