Ticker: NPFI CUSIP: 67092P771 Class: NUVEEN PFD & INC
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| MASSMUTUAL TRUST CO FSB/ADV | 13,836 | $362 |
| ENVESTNET ASSET MANAGEMENT INC | 22,378 | $586 |
| MML INVESTORS SERVICES, LLC | 9,416 | $247 |
| RICHARDSON FINANCIAL SERVICES INC. | 172 | $11 |
| HRT FINANCIAL LP | 12,677 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Berger Financial Group, Inc | 518,856 | 536,784 | +17,928 (+3.5%) |
| CWM, LLC | 37,554 | 67,117 | +29,563 (+78.7%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Centurion Wealth Management LLC | 36,918 | 30,791 | -6,127 (-16.6%) |
| JANE STREET GROUP, LLC | 23,652 | 11,319 | -12,333 (-52.1%) |
| Krilogy Financial LLC | 41,200 | 39,300 | -1,900 (-4.6%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Concorde Financial Corp | 72,481 | $1,920 |
| BANK OF AMERICA CORP /DE/ | 4,100 | $109 |