OCATA THERAPEUTICS INC

CUSIP: 67457L100 Class: COM

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 11,000 Value ($000) $46 Avg Close — Range —
Q2 2015
Shares 11,000 Value ($000) $58 Avg Close — Range —
Q1 2015
Shares 11,000 Value ($000) $68 Avg Close — Range —