OCERA THERAPEUTICS INC

CUSIP: 67552A108 Class: COM

NORTHERN TRUST CORP's Holding History (CIK: 0000073124)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 15,883 Value ($000) $18 Avg Close — Range —
Q2 2017
Shares 15,883 Value ($000) $18 Avg Close — Range —
Q1 2017
Shares 15,883 Value ($000) $21 Avg Close — Range —
Q4 2016
Shares 13,318 Value ($000) $28 Avg Close — Range —
Q3 2016
Shares 12,786 Value ($000) $34 Avg Close — Range —
Q2 2016
Shares 12,786 Value ($000) $24 Avg Close — Range —
Q1 2016
Shares 13,186 Value ($000) $39 Avg Close — Range —
Q4 2015
Shares 12,786 Value ($000) $40 Avg Close — Range —
Q3 2015
Shares 12,786 Value ($000) $40 Avg Close — Range —
Q1 2015
Shares 10,833 Value ($000) $51 Avg Close — Range —
Q4 2014
Shares 10,833 Value ($000) $69 Avg Close — Range —