OCERA THERAPEUTICS INC

CUSIP: 67552A108 Class: COM

GREAT POINT PARTNERS LLC's Holding History (CIK: 0001281446)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 1,963,777 Value ($000) $4,124 Avg Close — Range —
Q3 2016
Shares 1,963,777 Value ($000) $5,184 Avg Close — Range —
Q2 2016
Shares 1,963,777 Value ($000) $3,731 Avg Close — Range —
Q1 2016
Shares 1,963,777 Value ($000) $5,774 Avg Close — Range —
Q4 2015
Shares 1,963,777 Value ($000) $6,127 Avg Close — Range —
Q3 2015
Shares 1,963,777 Value ($000) $6,206 Avg Close — Range —
Q2 2015
Shares 1,963,777 Value ($000) $7,463 Avg Close — Range —
Q1 2015
Shares 1,963,777 Value ($000) $9,249 Avg Close — Range —
Q4 2014
Shares 1,963,778 Value ($000) $12,509 Avg Close — Range —
Q3 2014
Shares 1,859,315 Value ($000) $9,111 Avg Close — Range —
Q2 2014
Shares 296,944 Value ($000) $2,269 Avg Close — Range —
Q1 2014
Shares 311,821 Value ($000) $3,290 Avg Close — Range —
Q4 2013
Shares 527,797 Value ($000) $6,856 Avg Close — Range —