OCUPHIRE PHARMA INC

Ticker: IRD CUSIP: 67577R102 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Nantahala Capital Management, LLC4,781,330$9,610
PERCEPTIVE ADVISORS LLC4,325,000$8,693
BIOS Capital Management, LP3,683,429$7,404
BALYASNY ASSET MANAGEMENT L.P.2,718,029$5,463
VANGUARD GROUP INC2,322,897$4,669
MILLENNIUM MANAGEMENT LLC2,002,550$4,025
Mink Brook Asset Management LLC1,665,631$3,348
Opaleye Management Inc.1,120,000$2,251
ADAGE CAPITAL PARTNERS GP, L.L.C.1,104,996$2,221
Bleichroeder LP736,842$1,481
GEODE CAPITAL MANAGEMENT, LLC504,983$1,016
Voss Capital, LLC441,891$888
WELLS FARGO & COMPANY/MN241,871$486
SUSQUEHANNA INTERNATIONAL GROUP, LLP201,635$405
CITADEL ADVISORS LLC180,721$363
STATE STREET CORP173,253$348
MARSHALL WACE, LLP157,648$317
TWO SIGMA INVESTMENTS, LP151,312$304
BlackRock, Inc.141,897$285
Creative Planning128,366$258
RENAISSANCE TECHNOLOGIES LLC126,309$254
UBS Group AG89,818$181
OMERS ADMINISTRATION Corp87,900$177
NORTHERN TRUST CORP87,447$176
Texas Capital Bank Wealth Management Services Inc78,000$157
Regency Capital Management Inc.\DE46,000$92
BRIDGEWAY CAPITAL MANAGEMENT, LLC42,065$85
Empowered Funds, LLC42,065$85
ADAR1 Capital Management, LLC40,000$80
Qube Research & Technologies Ltd39,978$80
CAPTRUST FINANCIAL ADVISORS32,000$64
MORGAN STANLEY28,665$58
BLAIR WILLIAM & CO/IL27,466$55
XTX Topco Ltd23,737$48
RAYMOND JAMES FINANCIAL INC20,508$41
JOHNSON INVESTMENT COUNSEL INC20,000$40
Virtu Financial LLC16,810$0
JAMES INVESTMENT RESEARCH INC16,364$33
NewEdge Advisors, LLC16,364$33
KESTRA PRIVATE WEALTH SERVICES, LLC16,000$32
Bedel Financial Consulting, Inc.15,000$30
OSAIC HOLDINGS, INC.13,900$28
OCCUDO QUANTITATIVE STRATEGIES LP12,205$25
Stokes Family Office, LLC12,120$24
COMERICA BANK12,000$24
First City Capital Management, Inc.11,836$24
Annandale Capital, LLC10,000$0
Miller Financial Services LLC10,000$20
Reliant Investment Partners, LLC10,000$20
SIMPLEX TRADING, LLC9,063$18
Hilton Head Capital Partners, LLC4,472$9
SBI Securities Co., Ltd.2,574$5
BANK OF AMERICA CORP /DE/2,186$4
NATIONAL BANK OF CANADA /FI/2,014$4
BARCLAYS PLC1,900$4
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC521$1
CITIGROUP INC496$1
ROYAL BANK OF CANADA299$1
Allworth Financial LP5$0
Total (59 institutions)27,812,368$55,850