OPPENHEIMER HLDGS INC

Ticker: OPY CUSIP: 683797104 Class: Common Stock

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC's Holding History (CIK: 0001164833)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 107,446 Value ($000) $2,398 Avg Close $23.21 Range $20.25 - $26.79

Q2 2020

Shares 117,646 Value ($000) $2,564 Avg Close $20.23 Range $16.72 - $24.94

Q1 2020

Shares 122,846 Value ($000) $2,427 Avg Close $24.43 Range $14.21 - $28.50

Q4 2019

Shares 125,146 Value ($000) $3,439 Avg Close $27.88 Range $27.04 - $30.65

Q3 2019

Shares 154,626 Value ($000) $4,648 Avg Close $28.73 Range $26.20 - $31.82

Q2 2019

Shares 154,416 Value ($000) $4,203 Avg Close $26.01 Range $24.16 - $27.88

Q1 2019

Shares 151,556 Value ($000) $3,943 Avg Close $27.11 Range $24.92 - $28.79

Q4 2018

Shares 161,156 Value ($000) $4,118 Avg Close $28.64 Range $23.51 - $33.86

Q3 2018

Shares 460,928 Value ($000) $14,565 Avg Close $30.83 Range $27.30 - $34.15

Q2 2018

Shares 536,836 Value ($000) $15,031 Avg Close $27.87 Range $24.30 - $29.80

Q1 2018

Shares 631,135 Value ($000) $16,252 Avg Close $26.93 Range $25.20 - $29.05

Q4 2017

Shares 978,315 Value ($000) $26,219 Avg Close $23.55 Range $17.30 - $29.00

Q3 2017

Shares 1,190,694 Value ($000) $20,659 Avg Close $16.32 Range $15.35 - $17.80

Q2 2017

Shares 1,188,087 Value ($000) $19,485 Avg Close $16.48 Range $15.10 - $18.30

Q1 2017

Shares 1,195,687 Value ($000) $20,446 Avg Close $17.29 Range $15.80 - $19.65

Q4 2016

Shares 1,236,758 Value ($000) $23,004 Avg Close $16.50 Range $13.65 - $19.65

Q3 2016

Shares 1,243,698 Value ($000) $17,772 Avg Close $15.57 Range $13.74 - $16.49

Q2 2016

Shares 1,250,214 Value ($000) $19,328 Avg Close $15.17 Range $13.63 - $16.66

Q1 2016

Shares 1,262,614 Value ($000) $19,924 Avg Close $14.91 Range $13.58 - $16.98

Q4 2015

Shares 1,267,490 Value ($000) $22,029 Avg Close $17.88 Range $15.59 - $21.18

Q3 2015

Shares 900,625 Value ($000) $18,022 Avg Close $21.77 Range $17.40 - $27.01

Q2 2015

Shares 611,925 Value ($000) $16,081 Avg Close $24.95 Range $22.30 - $27.99

Q1 2015

Shares 587,451 Value ($000) $13,782 Avg Close $21.68 Range $19.04 - $24.43

Q4 2014

Shares 467,291 Value ($000) $10,865 Avg Close $22.83 Range $19.97 - $24.70

Q3 2014

Shares 209,991 Value ($000) $4,252 Avg Close $23.11 Range $19.76 - $24.80

Q2 2014

Shares 209,109 Value ($000) $5,017 Avg Close $24.60 Range $21.11 - $28.94

Q1 2014

Shares 177,003 Value ($000) $4,965 Avg Close $25.42 Range $22.26 - $29.91

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	107,446	$2,398	$23.21	$20.25 - $26.79
Q2 2020	117,646	$2,564	$20.23	$16.72 - $24.94
Q1 2020	122,846	$2,427	$24.43	$14.21 - $28.50
Q4 2019	125,146	$3,439	$27.88	$27.04 - $30.65
Q3 2019	154,626	$4,648	$28.73	$26.20 - $31.82
Q2 2019	154,416	$4,203	$26.01	$24.16 - $27.88
Q1 2019	151,556	$3,943	$27.11	$24.92 - $28.79
Q4 2018	161,156	$4,118	$28.64	$23.51 - $33.86
Q3 2018	460,928	$14,565	$30.83	$27.30 - $34.15
Q2 2018	536,836	$15,031	$27.87	$24.30 - $29.80
Q1 2018	631,135	$16,252	$26.93	$25.20 - $29.05
Q4 2017	978,315	$26,219	$23.55	$17.30 - $29.00
Q3 2017	1,190,694	$20,659	$16.32	$15.35 - $17.80
Q2 2017	1,188,087	$19,485	$16.48	$15.10 - $18.30
Q1 2017	1,195,687	$20,446	$17.29	$15.80 - $19.65
Q4 2016	1,236,758	$23,004	$16.50	$13.65 - $19.65
Q3 2016	1,243,698	$17,772	$15.57	$13.74 - $16.49
Q2 2016	1,250,214	$19,328	$15.17	$13.63 - $16.66
Q1 2016	1,262,614	$19,924	$14.91	$13.58 - $16.98
Q4 2015	1,267,490	$22,029	$17.88	$15.59 - $21.18
Q3 2015	900,625	$18,022	$21.77	$17.40 - $27.01
Q2 2015	611,925	$16,081	$24.95	$22.30 - $27.99
Q1 2015	587,451	$13,782	$21.68	$19.04 - $24.43
Q4 2014	467,291	$10,865	$22.83	$19.97 - $24.70
Q3 2014	209,991	$4,252	$23.11	$19.76 - $24.80
Q2 2014	209,109	$5,017	$24.60	$21.11 - $28.94
Q1 2014	177,003	$4,965	$25.42	$22.26 - $29.91