OPPENHEIMER HLDGS INC

Ticker: OPY CUSIP: 683797104 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
JB CAPITAL PARTNERS LP503,954$36,431
DIMENSIONAL FUND ADVISORS LP489,649$35,397
VANGUARD GROUP INC437,943$31,659
AMERICAN CENTURY COMPANIES INC319,990$23,132
BlackRock, Inc.176,211$12,738
RBF Capital, LLC163,771$11,839
Greenwich Wealth Management LLC125,022$9
MILLENNIUM MANAGEMENT LLC114,737$8,294
CHARLES SCHWAB INVESTMENT MANAGEMENT INC110,906$8,017
ROYCE & ASSOCIATES LP108,892$7,872
Boston Partners86,196$6,231
MORGAN STANLEY84,823$6,132
GEODE CAPITAL MANAGEMENT, LLC73,322$5,303
STATE STREET CORP67,421$4,941
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP66,064$4,776
BRIDGEWAY CAPITAL MANAGEMENT, LLC57,986$4,192
Arbiter Partners Capital Management LLC54,999$3,976
JPMORGAN CHASE & CO50,800$3,672
D. E. Shaw & Co., Inc.50,188$3,628
GOLDMAN SACHS GROUP INC46,009$3,326
TCW GROUP INC38,694$2,797
ALGERT GLOBAL LLC35,069$3
BOOTHBAY FUND MANAGEMENT, LLC32,219$2,329
BNP PARIBAS ARBITRAGE, SA31,192$2,255
BANK OF AMERICA CORP /DE/30,820$2,228
NEUBERGER BERMAN GROUP LLC30,255$2,187
TWO SIGMA ADVISERS, LP29,500$2,133
TUDOR INVESTMENT CORP ET AL27,748$2,006
Brandywine Global Investment Management, LLC25,558$1,848
Fisher Asset Management, LLC25,286$1,828
BOKF, NA23,850$1,724
TWO SIGMA INVESTMENTS, LP23,814$1,722
Voleon Capital Management LP22,961$1,660
RENAISSANCE TECHNOLOGIES LLC22,400$1,619
CITADEL ADVISORS LLC21,147$1,529
Qube Research & Technologies Ltd20,938$1,514
Beverly Hills Private Wealth, LLC20,234$1,463
EJF Capital LP20,000$1,446
Connor, Clark & Lunn Investment Management Ltd.19,812$1,432
Y-Intercept (Hong Kong) Ltd19,784$1,430
Man Group plc19,183$1,387
Bank of New York Mellon Corp17,185$1,242
Russell Investments Group, Ltd.17,113$1,237
MARSHALL WACE, LLP16,795$1,214
NORTHERN TRUST CORP16,761$1,212
POLEN CAPITAL MANAGEMENT LLC16,343$1,181
ACADIAN ASSET MANAGEMENT LLC15,721$1
FMR LLC15,598$1,128
Round Rock Advisors, LLC14,539$1,051
HRT FINANCIAL LP13,632$1
NorthCrest Asset Manangement, LLC11,350$841
Point72 Asset Management, L.P.10,570$764
CANADA PENSION PLAN INVESTMENT BOARD10,000$723
AlphaQuest LLC9,024$652
CORSAIR CAPITAL MANAGEMENT, L.P.8,941$646
Penn Capital Management Company, LLC8,659$626
Jump Financial, LLC8,444$610
PRELUDE CAPITAL MANAGEMENT, LLC8,000$578
SEI INVESTMENTS CO7,939$574
CAPTRUST FINANCIAL ADVISORS7,000$506
Trexquant Investment LP6,579$476
Inspire Investing, LLC6,507$470
Invesco Ltd.6,388$462
Verition Fund Management LLC6,347$459
Brevan Howard Capital Management LP6,212$449
XTX Topco Ltd6,189$447
AMERIPRISE FINANCIAL INC5,833$424
CAXTON ASSOCIATES LLP5,083$367
SUSQUEHANNA INTERNATIONAL GROUP, LLP4,705$340
UBS Group AG4,403$318
Susquehanna Portfolio Strategies, LLC4,342$314
OPPENHEIMER & CO INC3,833$277
DGS Capital Management, LLC3,584$259
Walleye Capital LLC3,087$223
STIFEL FINANCIAL CORP3,000$217
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2,947$213
Metis Global Partners, LLC2,794$202
State of Tennessee, Department of Treasury2,028$170
Missouri Trust & Investment Co1,900$137
CITIGROUP INC1,495$108
Quantbot Technologies LP1,393$101
NISA INVESTMENT ADVISORS, LLC1,200$89
McIlrath & Eck, LLC1,101$80
Aquatic Capital Management LLC811$59
Parallel Advisors, LLC749$54
Clearstead Advisors, LLC629$45
BARCLAYS PLC551$40
OSAIC HOLDINGS, INC.530$38
Torren Management, LLC527$38
SRS Capital Advisors, Inc.478$35
QUADRANT CAPITAL GROUP LLC444$32
State of Alaska, Department of Revenue425$0
WealthCollab, LLC300$22
RHUMBLINE ADVISERS215$16
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC81$6
ARMSTRONG ADVISORY GROUP, INC60$4
US BANCORP \DE\42$3
BESSEMER GROUP INC42$0
Pinnacle Wealth Planning Services, Inc.41$3
ROYAL BANK OF CANADA40$3
9 other institutions211$13
Total (109 institutions)4,060,087$279,906