OXFORD SQUARE CAP CORP

Ticker: OXSQ CUSIP: 69181V107 Class: COM

PRINCIPAL FINANCIAL GROUP INC's Holding History (CIK: 0001126328)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 14,411 Value ($000) $36 Avg Close $2.69 Range $2.29 - $3.00

Q2 2020

Shares 11,559 Value ($000) $32 Avg Close $2.83 Range $2.10 - $3.74

Q1 2020

Shares 13,079 Value ($000) $33 Avg Close $4.98 Range $2.04 - $6.26

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	14,411	$36	$2.69	$2.29 - $3.00
Q2 2020	11,559	$32	$2.83	$2.10 - $3.74
Q1 2020	13,079	$33	$4.98	$2.04 - $6.26